Free Patent Bar practice questions
50 questions in the style of the USPTO registration exam, each with the answer, why the other choices are wrong, and where to find the rule in the MPEP. They cover the first three units of our course: dates and deadlines, who may practice before the Office, and building an application. The real exam has 100 questions and you need 70% on the scored ones to pass; read how the exam works.
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50 questions. Pick an answer to see the explanation.
Question 1 · Exam Foundations and the Clock
Inventor Ortiz filed a provisional application on Friday, July 5, 2024. She wants to file a nonprovisional application claiming the benefit of the provisional under 35 U.S.C. 119(e). In accordance with the patent laws, rules and procedures as related in the MPEP, what is the last day she may file the nonprovisional application and still claim the benefit of the provisional, without any petition to restore the benefit?
Question 2 · Exam Foundations and the Clock
A practitioner deposited an appeal brief with a USPS employee using Priority Mail Express® Post Office to Addressee service, but did not place the Priority Mail Express® mailing label number on the brief or on any attached paper before mailing. The Office never received the brief. The practitioner promptly files a petition under 37 CFR 1.10(e) with a copy of the brief, the returned postcard receipt, a copy of the mailing label showing the "date accepted," and the required statement. In accordance with the MPEP, what is the most likely outcome?
Question 3 · Exam Foundations and the Clock
Thursday, February 5, 2026 is the last day of a set period, and registered practitioner Diaz must get a request for a continued prosecution application (CPA) of a design application under 37 CFR 1.53(d) into the Office that day. The USPTO patent electronic filing system is unavailable to Diaz's firm that day. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following is the most appropriate action to obtain a February 5, 2026 filing date for the CPA?
Question 4 · Exam Foundations and the Clock
Registered practitioner Chen intends to deposit several papers in the U.S. mail with a Certificate of Mailing under 37 CFR 1.8 on the last day of a set period. Consider the following papers: I. A written declaration of abandonment under 37 CFR 1.138. II. An amendment replying to a non-final Office action in a pending nonprovisional application. III. The copy of the international application and the basic national fee needed to enter the national stage, as specified in 37 CFR 1.495(b). In accordance with the patent laws, rules and procedures as related in the MPEP, for which paper(s) will NO benefit be given to a Certificate of Mailing?
Question 5 · Exam Foundations and the Clock
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements is NOT correct regarding obtaining a filing date as of the date of mailing?
Question 6 · Exam Foundations and the Clock
A registered practitioner living in Munich, Germany must file a reply to a non-final Office action before the period for reply expires. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements is most accurate?
Question 7 · Exam Foundations and the Clock
A practitioner completes a facsimile transmission of a paper to the USPTO on Saturday, October 11, 2025. The paper has no certificate of transmission. A second, unrelated paper is submitted via the USPTO patent electronic filing system and is received in the Office on that same Saturday, October 11, 2025, in Eastern Time. In accordance with the patent laws, rules and procedures as related in the MPEP, what receipt dates will the Office accord?
Question 8 · Exam Foundations and the Clock
In accordance with the patent laws, rules and procedures as related in the MPEP, a registered practitioner deposits a complete nonprovisional application directly with a USPS employee using the Priority Mail Express® Post Office to Addressee service on Saturday, March 15, 2025. The USPS clerk enters "March 15, 2025" as the "date accepted" on the mailing label, and the Priority Mail Express® mailing label number appears on the transmittal letter itemizing the papers. The Office physically receives the package on Tuesday, March 18, 2025. What filing date should the application receive?
Question 9 · Exam Foundations and the Clock
On Monday, March 9, 2026, the last day of the period for reply, registered practitioner Kim handed a reply to a USPS employee at a Post Office counter before the last scheduled pickup for that day. The reply was sent by Priority Mail Express® Post Office to Addressee service, properly addressed under 37 CFR 1.1(a) with sufficient postage, and the Priority Mail Express® label number was written on the reply before mailing. The USPS employee failed to enter any "date accepted" on the label, and there is no other official USPS notation of the deposit date. The Office received the reply on Wednesday, March 11, 2026 and gave it that date as its filing date. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following is the most appropriate action for Kim to have the reply treated as timely?
Question 10 · Exam Foundations and the Clock
A registered practitioner deposited a reply in a Priority Mail Express® drop box before the last scheduled pickup on Monday, May 12, 2025, but the USPS entered a "date accepted" of Tuesday, May 13, 2025. The practitioner wishes to petition under 37 CFR 1.10(d) for a filing date of May 12, 2025. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following must accompany or be shown in the petition? I. That the petition is filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date based upon an incorrect entry by the USPS. II. That the number of the Priority Mail Express® mailing label was placed on the papers constituting the correspondence prior to the original mailing. III. A showing that the correspondence was deposited prior to the last scheduled pickup on the requested filing date, corroborated by evidence from the USPS or by evidence that came into being after deposit and within one business day of the deposit.
Question 11 · Exam Foundations and the Clock
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following papers would NOT get the benefit of 37 CFR 1.8 if it were deposited in the U.S. mail, as first class mail, with a proper Certificate of Mailing on the last day of the applicable period?
Question 12 · Exam Foundations and the Clock
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements is correct concerning filing routes for patent correspondence?
Question 13 · Exam Foundations and the Clock
An Office action mailed Monday, February 24, 2025 set a three-month shortened statutory period for reply. The practitioner did not obtain an extension of time. She deposited the reply in the U.S. mail as first class mail with sufficient postage, properly addressed, and included a Certificate of Mailing. In accordance with the patent laws, rules and procedures as related in the MPEP, what is the latest date that may appear on the Certificate of Mailing for the reply to be timely without an extension of time?
Question 14 · Exam Foundations and the Clock
A practitioner places a new application in a Priority Mail Express® drop box at 8:00 p.m. on Tuesday, April 15, 2025, after the box's last scheduled pickup for that day (5:00 p.m.). The USPS acceptance clerk enters a "date accepted" of Wednesday, April 16, 2025. The label number was on the transmittal letter, and the Office receives the package on Friday, April 18, 2025. In accordance with the patent laws, rules and procedures as related in the MPEP, which statement is most accurate?
Question 15 · Exam Foundations and the Clock
On Tuesday, February 10, 2026, a law firm employee takes a completed reply to a post office, intending to mail it by Priority Mail Express® Post Office to Addressee service with sufficient postage and proper addressing. The USPS clerk refuses to accept it because of an interruption in Priority Mail Express® service. In accordance with the patent laws, rules and procedures as related in the MPEP, under which provision should the firm petition the Director to consider the correspondence filed on February 10, 2026?
Question 16 · Exam Foundations and the Clock
The Director has published in the Official Gazette and on the USPTO website a notice designating an interruption in Priority Mail Express® service. Practitioner Hall was unable to deposit a response with the USPS because of that designated interruption. Consider the following items: I. A statement establishing, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption, and that the correspondence or copy is the original or a true copy of the correspondence originally attempted to be deposited on the requested filing date. II. A copy of the Priority Mail Express® mailing label showing the "date accepted." III. A petition filed in a manner designated by the Director promptly after Hall became aware of the designated interruption or emergency. In accordance with the patent laws, rules and procedures as related in the MPEP, which item(s) must be included in, or describe, a petition under 37 CFR 1.10(i)?
Question 17 · Exam Foundations and the Clock
Registered practitioner Okafor routinely files replies by the Priority Mail Express® Post Office to Addressee service of the USPS, with each reply properly addressed under 37 CFR 1.1(a), bearing sufficient postage, and bearing the Priority Mail Express® mailing label number. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements is NOT in accordance with the petition procedures of 37 CFR 1.10?
Question 18 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Iyer is retained by Helio Devices, Inc. to prosecute and license its patent portfolio, and Helio's vice-president of engineering is her designated contact. On Monday, 10 February 2025, the vice-president instructs Iyer to draft an exclusive license of Helio's most valuable patents, at a nominal royalty, to a company Iyer discovers the vice-president secretly owns. The deal violates the vice-president's legal obligations to Helio and is likely to cause Helio substantial injury. The vice-president refuses to abandon it. What is the most appropriate action for Iyer under the USPTO Rules of Professional Conduct?
Question 19 · Who May Practice: Registration, Representation and Ethics
Practitioner Okoye has determined that a proposed new representation would involve a concurrent conflict of interest under 37 CFR 11.107(a). Which of the following must be satisfied before Okoye may nevertheless undertake the representation? I. Okoye reasonably believes that she will be able to provide competent and diligent representation to each affected client. II. The representation does not involve the assertion of a claim by one client against another client represented by Okoye in the same litigation or other proceeding before a tribunal. III. Each affected client gives informed consent, confirmed in writing.
Question 20 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Halvorsen is approached by Pratt, an independent inventor with limited funds. Pratt asks Halvorsen to prepare and file a provisional application only, and states that Pratt will decide later whether to hire counsel for the non-provisional filing and prosecution. Halvorsen believes this arrangement is sensible given Pratt's budget and the simplicity of the disclosure. In accordance with the USPTO Rules of Professional Conduct, which of the following statements is most accurate?
Question 21 · Who May Practice: Registration, Representation and Ethics
In accordance with the USPTO Rules of Professional Conduct, which of the following is NOT a circumstance in which a practitioner may reveal information relating to the representation of a client without the client's informed consent?
Question 22 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Tan maintained a client trust account and other client property in connection with her representation of client Grayson. The representation terminated on Friday, 15 March 2024. In accordance with the USPTO Rules of Professional Conduct, for how long must Tan preserve the complete records of those account funds and other property?
Question 23 · Who May Practice: Registration, Representation and Ethics
In accordance with 37 CFR 11.705, which of the following is proper?
Question 24 · Who May Practice: Registration, Representation and Ethics
On Monday, 6 October 2025, client Weller tells registered practitioner Duarte that the claimed invention was placed on sale more than a year before the application's filing date. Weller asks Duarte to prepare and file a declaration that Duarte knows would falsely state that the first offer for sale occurred later. Weller says he will find another attorney if Duarte refuses. What is the most appropriate response under the USPTO Rules of Professional Conduct?
Question 25 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Omar Reyes failed to comply with the requirements of 37 CFR 11.11(a)(2). The OED Director published and sent him a notice under 37 CFR 11.11(b)(1) advising him of the noncompliance and demanding compliance and payment of the delinquency fee. Mr. Reyes did nothing, and the OED Director published and sent him a notice to show cause why he should not be administratively suspended. Consider the following statements: I. Mr. Reyes was required to comply with the requirements specified in the first notice, including payment of the delinquency fee, within 60 days after the date of that notice. II. Mr. Reyes is allowed 30 days from the date of the notice to show cause to file a response with the USPTO Director, and must serve the OED Director with a copy of the response at the time it is filed. III. If the USPTO Director enters an order administratively suspending him, Mr. Reyes may seek a stay of the suspension during the pendency of review of that decision. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the statements is or are correct?
Question 26 · Who May Practice: Registration, Representation and Ethics
Practitioner Sandoval is serving as a law clerk to an administrative judge and is participating personally and substantially in a particular matter. On Monday, 2 March 2026, a firm that represents one of the parties in that matter invites Sandoval to interview for an associate position. Which of the following is in accordance with the USPTO Rules of Professional Conduct?
Question 27 · Who May Practice: Registration, Representation and Ethics
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following practices regarding a practitioner's client trust account is NOT permitted?
Question 28 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Devane is selling her entire patent prosecution practice, including good will, to another firm. She complies with all of the conditions of 37 CFR 11.117 and gives each client written notice of the proposed sale, the client's right to retain other counsel or take possession of the file, and the presumption of consent. Client Halloran actually receives the written notice on Tuesday, 8 April 2025. Under 37 CFR 11.117, through what date may Halloran object or take other action before consent to the transfer of his file will be presumed?
Question 29 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Marchetti wants to increase her patent prosecution business. In accordance with 37 CFR 11.702, which of the following is permissible?
Question 30 · Who May Practice: Registration, Representation and Ethics
Orion Materials Corp. is the applicant in a nonprovisional application filed Tuesday, April 8, 2025, naming Kim and Patel as joint inventors. Each inventor signed an employment agreement obligating assignment to Orion. Kim has executed a declaration under 37 CFR 1.63, but Patel, who has left the company and can readily be reached, flatly refuses to execute any declaration. Orion's registered practitioner asks how to satisfy the inventor's oath or declaration requirement as to Patel. In accordance with the patent laws, rules and procedures as related in the MPEP, what is the most appropriate action?
Question 31 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Alcott, a solo practitioner, wishes to divide the fee for prosecuting a client's application with registered practitioner Bhatt, who is not in Alcott's firm. Which of the following must be satisfied for the fee division to be proper? I. The division is in proportion to the services performed by each practitioner, or each practitioner assumes joint responsibility for the representation. II. The client agrees to the arrangement, including the share each practitioner will receive, and the agreement is confirmed in writing. III. The total fee is reasonable.
Question 32 · Who May Practice: Registration, Representation and Ethics
Registered practitioner Marsh failed to respond to an Office action and the application went abandoned. Former client Nevins, who is not represented by any other counsel, threatens a malpractice claim, and Marsh wants to settle it with a cash payment in exchange for a release. Separately, Marsh proposes to add a clause to all future engagement letters capping her malpractice liability. In accordance with the USPTO Rules of Professional Conduct, which of the following is correct?
Question 33 · Who May Practice: Registration, Representation and Ethics
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following practitioner practices is NOT in accordance with the USPTO Rules of Professional Conduct governing communication with a client?
Question 34 · Who May Practice: Registration, Representation and Ethics
Baker is a registered patent attorney subject to the disciplinary jurisdiction of the Office. On Wednesday, February 5, 2025, the highest court of State X suspended Baker from the practice of law. Baker notified the OED Director on time. The OED Director obtained a certified copy of the suspension order and, without authorization from the Committee on Discipline, filed a complaint with the USPTO Director based on the state suspension and asked for a notice and order. The USPTO Director issued the notice to Baker under 37 CFR 11.24(b) on Thursday, March 6, 2025. In accordance with the patent laws, rules and procedures as related in the MPEP, by what date must Baker file a response, and what must that response show?
Question 35 · Building the Application: Filing Date and Parts
On September 9, 2025, a registered practitioner electronically filed a nonprovisional utility application under 35 U.S.C. 111(a). The filing included a specification, claims, drawings, and a document titled "Application Data Sheet" that contained all seven section headings, including a foreign priority claim to a Japanese application. The practitioner inadvertently left the ADS unsigned. No other paper contained the priority claim. In accordance with the patent laws, rules and procedures as related in the MPEP, which statement best describes the effect and the most appropriate action?
Question 36 · Building the Application: Filing Date and Parts
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements about the use of Patent Law Treaty Model International Forms and the Patent Cooperation Treaty Request Form in lieu of an application data sheet is NOT correct?
Question 37 · Building the Application: Filing Date and Parts
In accordance with the patent laws, rules and procedures as related in the MPEP, consider the following. Registered practitioner Diaz filed a nonprovisional utility application under 35 U.S.C. 111(a) for inventor Kim before September 16, 2012, so the pre-AIA rules apply. The transmittal letter named Diaz and registered practitioner Evans as representatives. Kim did not file an oath or declaration with the application, and no power of attorney was filed. The application data sheet (ADS) gives a typed correspondence address. The application transmittal gives a Customer Number associated with a different address as the correspondence address. The applicant specifically directed the Office to use each of these non-matching addresses. Months later, Kim filed an executed declaration under pre-AIA 37 CFR 1.63 that does not include any correspondence address. Which of the following statements is or are correct? I. The Office will use the typed correspondence address in the ADS rather than the Customer Number address in the transmittal letter. II. Kim's later-filed declaration does not affect the correspondence address established when the application was filed. III. After Kim's declaration is filed, Evans may still change the correspondence address under pre-AIA 37 CFR 1.33(a)(1) because he was named in the transmittal papers.
Question 38 · Building the Application: Filing Date and Parts
On Friday, March 14, 2025, OPAP mailed a "Notice of Omitted Items" in a nonprovisional utility application, stating that one drawing figure referred to in the specification was missing. The practitioner believes the figure was in fact filed with the application papers. She plans to file a petition under 37 CFR 1.53(e) with the fee under 37 CFR 1.17(f) and evidence that the figure was filed, but she needs more time to gather the evidence. She obtains and pays for a one-month extension of time under 37 CFR 1.136(a). In accordance with the patent laws, rules and procedures as related in the MPEP, what is the last day on which the petition may be timely filed?
Question 39 · Building the Application: Filing Date and Parts
Registered practitioner Chen filed a continuation application under 35 U.S.C. 111(a) on May 6, 2025. The properly signed ADS filed with it gave the parent application's number and filing date under the domestic benefit information heading but left the relationship between the applications blank. The filing receipt shows no benefit claim. Chen is still well within the time period set by 37 CFR 1.78 for presenting a benefit claim. No action has been taken on the merits. In accordance with the patent laws, rules and procedures as related in the MPEP, what is the most appropriate action for Chen?
Question 40 · Building the Application: Filing Date and Parts
Three months after filing a provisional application, a practitioner wishes to file papers in that provisional application. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements about amending a provisional application after its filing date is correct?
Question 41 · Building the Application: Filing Date and Parts
A nonprovisional application was filed in 2011 (before September 16, 2012) with no application data sheet. On Wednesday, April 17, 2024, before payment of any issue fee, a registered practitioner wishes to submit an application data sheet to correct the residence of one inventor that was set forth incorrectly in the executed pre-AIA 37 CFR 1.63 declaration. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following is correct?
Question 42 · Building the Application: Filing Date and Parts
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following is NOT required for a petition under 37 CFR 1.78(b), filed in 2025, to restore the benefit of a provisional application?
Question 43 · Building the Application: Filing Date and Parts
Ridge Tools LLC, a juristic entity that is the applicant under 37 CFR 1.42, filed a utility application on Tuesday, June 13, 2023. Registered practitioner Alvarez filed the application and is named in the application transmittal papers as acting in a representative capacity under 37 CFR 1.34. Registered practitioner Boyd is also clearly identified as a representative in those transmittal papers. No power of attorney under 37 CFR 1.32(b) has been filed. Consider who may change the correspondence address at this point: I. Practitioner Boyd, who is named in the application transmittal papers and acts in a representative capacity under 37 CFR 1.34. II. Ridge Tools LLC, the applicant under 37 CFR 1.42, by a paper signed by a patent practitioner. III. Ridge Tools LLC's Director of Engineering, a non-practitioner with authority to act on behalf of the company, signing the change of address himself. In accordance with the patent laws, rules and procedures as related in the MPEP, which of these may change the correspondence address?
Question 44 · Building the Application: Filing Date and Parts
Inventor Chen's provisional application was accorded a filing date of Friday, March 15, 2024. No request to convert the provisional application was filed. In accordance with the patent laws, rules and procedures as related in the MPEP, what is the last day on which a nonprovisional application may be filed that is entitled, without any petition, to claim the benefit of the provisional application under 35 U.S.C. 119(e)?
Question 45 · Building the Application: Filing Date and Parts
A nonprovisional application filed in 2011 (i.e., before September 16, 2012) was filed with an application data sheet that correctly set forth the citizenship of inventor B, together with an executed pre-AIA 37 CFR 1.63 declaration that set forth a different, incorrect citizenship for inventor B. The same papers also showed a residence for inventor B in the ADS that differs from the residence shown in the declaration; the residence in the declaration is the correct one. In accordance with the patent laws, rules and procedures as related in the MPEP, what should the practitioner do?
Question 46 · Building the Application: Filing Date and Parts
A nonprovisional application was filed under 35 U.S.C. 111(a) on February 11, 2025. It included a signed ADS naming inventors A, B and C, and an executed declaration under 37 CFR 1.63, signed only by A and B, that correctly names A and B as the only inventors. In accordance with the patent laws, rules and procedures as related in the MPEP, which statement is true?
Question 47 · Building the Application: Filing Date and Parts
In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following statements concerning an application filed without all of the pages of the specification is NOT correct?
Question 48 · Building the Application: Filing Date and Parts
Consider the following statements about an application data sheet filed on June 4, 2024 in a nonprovisional application under 35 U.S.C. 111(a): I. Identifying a practitioner's registration number by reference to a customer number in the representative information section appoints that practitioner as attorney of record. II. Providing the application number, filing date, status and relationship of a prior-filed nonprovisional application under the domestic benefit information heading constitutes the specific reference required by 35 U.S.C. 120 and 37 CFR 1.78. III. Providing assignee information in the ADS substitutes for recording the assignment with the Office under 37 CFR part 3. Which statement or statements are in accordance with the patent laws, rules and procedures as related in the MPEP?
Question 49 · Building the Application: Filing Date and Parts
OPAP mailed a Notice of Omitted Items dated Friday, March 14, 2025, in a nonprovisional application, stating that pages 7-9 of the specification were missing. The practitioner has a date-stamped postcard receipt showing that pages 7-9 were in fact deposited with the application papers and wishes to petition under 37 CFR 1.53(e) with the fee set forth in 37 CFR 1.17(f) to establish prior receipt. The practitioner timely obtains a one-month extension of time under 37 CFR 1.136(a). What is the last day on which the petition may be filed?
Question 50 · Building the Application: Filing Date and Parts
On March 12, 2024, a registered practitioner filed a nonprovisional utility application under 35 U.S.C. 111(a) naming joint inventors Ames and Boyd. The filing included a signed Application Data Sheet (ADS) listing Boyd's residence as Reno, Nevada, and an executed inventor's declaration under 37 CFR 1.63 correctly listing Boyd's residence as Austin, Texas. The filing receipt issued showing Reno, Nevada. In accordance with the patent laws, rules and procedures as related in the MPEP, which of the following is the most appropriate action to correct the record?
Answer key
- 1. E. Start: Friday, July 5, 2024 + 12 months = Saturday, July 5, 2025. Rule: under 35 U.S.C. 119(e)(3), noted in MPEP § 512 (see also 37 CFR 1.7(b)), the provisional's pendency extends to the next succeeding business day when the 12-month date falls on a Saturday, Sunday, or Federal holiday within the District of Columbia. Roll-forward: Sunday, July 6 is excluded. Monday, July 7, 2025 is not a holiday, so it is the last day. Authority: 35 U.S.C. 119(e)(3); 37 CFR 1.7(b); MPEP § 512.
- 2. E. MPEP § 513, subsection III, states that if the mailing label number did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g) or (h), even if the other requirements are satisfied. See also 37 CFR 1.10(e)(2). Leaving the number off is an avoidable oversight, and requests to waive the requirement will not be granted. Authority: 37 CFR 1.10(e)(2); MPEP § 513, subsection III.
- 3. B. A CPA request under 37 CFR 1.53(d) is correspondence filed to obtain a filing date, so a Certificate of Mailing or Transmission gives it no benefit (37 CFR 1.8(a)(2)(i)(A)). However, 37 CFR 1.6(d)(3) expressly says that a continued prosecution application under § 1.53(d) may be sent to the Office by facsimile. Under 37 CFR 1.6(a)(3) and (d), the receipt date is the date the complete transmission is received. February 5, 2026 is a Thursday business day, so that date will be accorded. Authority: 37 CFR 1.6(a)(3); 37 CFR 1.6(d)(3); 37 CFR 1.8(a)(2)(i)(A).
- 4. D. 37 CFR 1.8(a)(2)(i) lists situations in which the certificate procedure does not apply and no benefit is given. Subparagraph (G) excludes a written declaration of abandonment under § 1.138. Subparagraph (F) excludes the copy of the international application and the basic national fee needed to enter the national stage under § 1.495(b). An ordinary amendment replying to an Office action is not on the list, so it may be mailed with a certificate under 37 CFR 1.8(a)(1). Authority: 37 CFR 1.8(a)(1); 37 CFR 1.8(a)(2)(i)(F); 37 CFR 1.8(a)(2)(i)(G).
- 5. D. MPEP § 513 states that 35 U.S.C. 21(a) is limited to correspondence deposited with the USPS and that the 37 CFR 1.10 procedure is limited to the Priority Mail Express® Post Office to Addressee service. It adds: "There are no similar provisions and no similar benefit can be obtained for correspondence deposited in International Express Mail." The statement in the first choice is therefore not correct. Each of the other statements comes directly from § 513 or 37 CFR 1.10(a)(2). Authority: 35 U.S.C. 21(a); 37 CFR 1.10(a)(2); MPEP § 513 (introductory text); MPEP § 513, subsection II.
- 6. B. MPEP § 512 states that the Certificate of Mailing procedure does not apply to papers mailed in a foreign country. It also states that the Certificate of Transmission procedure, for both facsimile and the USPTO patent electronic filing system, applies to papers transmitted to the Office from a foreign country. The condition is that the correspondence is not barred from those transmission methods and not otherwise excluded from the benefits of 37 CFR 1.8. Also, 37 CFR 1.8(a)(1)(i)(A) requires deposit with the U.S. Postal Service. Authority: 37 CFR 1.8(a)(1)(i); MPEP § 512.
- 7. A. Facsimile paper: MPEP § 512 quotes 37 CFR 1.6(a)(3). Facsimile correspondence is stamped with the date the complete transmission is received, unless that day is a Saturday, Sunday, or Federal holiday within the District of Columbia. In that case it is stamped with the next day that is none of those. October 11, 2025 is a Saturday, October 12 is a Sunday, and Monday, October 13, 2025 is Columbus Day, a Federal holiday. The facsimile therefore gets Tuesday, October 14, 2025. Electronically filed paper: under 37 CFR 1.6(a)(4), correspondence submitted via the USPTO patent electronic filing system gets the date in Eastern Time when received, even if that day is a Saturday, Sunday, or Federal holiday. It therefore gets October 11, 2025. Authority: 37 CFR 1.6(a)(3); 37 CFR 1.6(a)(4); MPEP § 512.
- 8. C. 37 CFR 1.6(a)(2) and 1.10(a)(1) provide that correspondence filed in accordance with 37 CFR 1.10 is stamped with the date of deposit as Priority Mail Express®. MPEP § 513, subsection I, says this holds true for any day the USPS accepts the correspondence, even a Saturday, Sunday or Federal holiday within the District of Columbia. It gives the express example that a Saturday deposit receives the Saturday filing date, even though the Office is closed on Saturdays. Authority: 37 CFR 1.6(a)(2); 37 CFR 1.10(a); MPEP § 513, subsection I.
- 9. C. Under 37 CFR 1.10(a)(2), if the USPS deposit date cannot be determined, the correspondence is accorded the USPTO receipt date. Here that date is March 11, 2026, which is after the period ended on March 9. 37 CFR 1.10(d) covers correspondence that the Office received where the "date accepted" was incorrectly entered or omitted by the USPS. The petition must (1) be filed promptly, (2) show that the label number was placed on the papers before the original mailing, and (3) establish that the reply was deposited on the requested date before the last scheduled pickup. That showing must be corroborated by evidence from the USPS or evidence that came into being after deposit and within one business day of deposit. Authority: 37 CFR 1.10(a)(2); 37 CFR 1.10(c); 37 CFR 1.10(d); 37 CFR 1.10(e); 37 CFR 1.8(b).
- 10. D. 37 CFR 1.10(d)(1)-(3) and MPEP § 513, subsection VI, require all three: (1) prompt filing after learning of the filing date based on the incorrect USPS entry, (2) placement of the mailing label number on the correspondence before the original mailing, and (3) a showing of deposit before the last scheduled pickup on the requested date, corroborated by USPS evidence or by evidence that came into being after deposit and within one business day of it. Authority: 37 CFR 1.10(d); MPEP § 513, subsection VI.
- 11. D. 37 CFR 1.8(a)(2)(i)(G), reproduced in MPEP § 512, expressly excludes the filing of a written declaration of abandonment under 37 CFR 1.138 from certificate of mailing or transmission practice. Each of the other papers is correspondence due within a set period and is not on the excluded list. MPEP § 512 also notes that the issue fee transmittal may itself carry a Certificate of Mailing. Authority: 37 CFR 1.8(a)(2)(i)(G); MPEP § 512.
- 12. B. MPEP § 511, subsection III, states that new applications cannot be transmitted by facsimile and do not get the benefit of a Certificate of Transmission under 37 CFR 1.8. It also states that a CPA request under 37 CFR 1.53(d), which is available only for design applications, may be transmitted by facsimile (37 CFR 1.6(d)(3)) but does not get the benefit of a Certificate of Transmission (37 CFR 1.8(a)(2)(i)(A)). Authority: MPEP § 511; 37 CFR 1.6(d)(3); 37 CFR 1.8(a)(2)(i)(A).
- 13. A. Start: Monday, February 24, 2025 + 3 months = Saturday, May 24, 2025. Roll-forward: under 37 CFR 1.7, a period ending on a Saturday, Sunday, or Federal holiday within the District of Columbia extends to the next succeeding business day. Sunday, May 25 is excluded, and so is Monday, May 26, 2025 (Memorial Day, a Federal holiday). The next business day is Tuesday, May 27, 2025. MPEP § 512 states that when the period ends on such a day, the action is timely if deposited in the U.S. mail and certified under 37 CFR 1.8(a) on the next succeeding day that is not a Saturday, Sunday, or Federal holiday. So May 27, 2025 is the latest acceptable certificate date. Authority: 37 CFR 1.7; 37 CFR 1.8(a); MPEP § 512.
- 14. C. MPEP § 513, subsection II, states that a paper placed in a Priority Mail Express® box receptacle after the box has been cleared for the last time on a given day is considered deposited as of the "date accepted" that the USPS acceptance clerk indicates on the label. Correction under 37 CFR 1.10(d) is available only where the deposit was made before the last scheduled pickup of that day (37 CFR 1.10(d)(3)). The April 16 "date accepted" is therefore correct and becomes the filing date. Authority: MPEP § 513, subsection II; 37 CFR 1.10(d)(3).
- 15. C. MPEP § 513, subsection IV, and 37 CFR 1.10(h) apply where a USPS employee refused the correspondence because of an interruption or emergency in Priority Mail Express® service. The petition must be filed promptly, must show the label number placed on the correspondence before the attempted mailing, must include the original correspondence or a copy of it, and must include a statement by the person who attempted the deposit. Authority: 37 CFR 1.10(h); MPEP § 513, subsection IV.
- 16. C. 37 CFR 1.10(i), as described in MPEP § 513, subsection XI, requires that the petition (1) be filed in a manner designated by the Director promptly after the person becomes aware of the designated interruption or emergency, (2) include the original correspondence or a copy of it, and (3) include a statement establishing that the correspondence would have been deposited but for the designated interruption and that it is the original or a true copy. Because the correspondence was never deposited, no mailing label with a "date accepted" exists, and none is required. Authority: 37 CFR 1.10(g)(3); 37 CFR 1.10(i); MPEP § 513, subsection XI.
- 17. D. MPEP § 513, subsection X, explains 37 CFR 1.10(h). That petition procedure applies only when a USPS employee refuses the correspondence because of an interruption or emergency in Priority Mail Express® service, and the MPEP states: 'this procedure does not apply because a Priority Mail Express® drop box is unavailable or a Post Office facility is closed.' No Director-designated interruption exists, so 1.10(i) is also unavailable (MPEP § 513, subsection XI: 'This procedure applies only when the Director designates an interruption or emergency'). The statement that Okafor may petition under 1.10(h) is therefore NOT in accordance with the rules. Each of the other statements tracks 1.10(g), (h) or (i) or the MPEP's stated exclusions. Authority: 37 CFR 1.10(g); 37 CFR 1.10(h); 37 CFR 1.10(i); MPEP § 513, subsections X and XI.
- 18. A. Under 37 CFR 11.113(a), a practitioner retained by an organization represents the organization, acting through its duly authorized constituents. Section 11.113(b) applies when the practitioner knows that an officer is acting, in a matter related to the representation, in violation of a legal obligation to the organization, in a way likely to cause it substantial injury. The practitioner must then proceed as is reasonably necessary in the organization's best interest. Unless she reasonably believes it unnecessary, she must refer the matter to higher authority, up to the highest authority that can act for the organization. Disclosure outside the organization under 11.113(c) becomes permissible only after the highest authority insists on, or fails to address, a clear violation of law despite those efforts. Authority: 37 CFR 11.113(a); 37 CFR 11.113(b); 37 CFR 11.113(c).
- 19. D. 37 CFR 11.107(b) permits a representation despite a concurrent conflict only if all four listed conditions are met: (b)(1) the practitioner reasonably believes she can provide competent and diligent representation to each affected client; (b)(2) the representation is not prohibited by law; (b)(3) the representation does not involve a claim by one client against another client represented by the practitioner in the same litigation or other proceeding before a tribunal; and (b)(4) each affected client gives informed consent, confirmed in writing. Statements I, II and III are all required conditions. Authority: 37 CFR 11.107(b).
- 20. A. 37 CFR 11.102(c) provides that a practitioner may limit the scope of the representation if the limitation is reasonable under the circumstances and the client gives informed consent. The rule requires no writing signed by the client, no Office approval and no fee adjustment. Halvorsen reasonably believes the limitation is sensible, so with Pratt's informed consent the limited engagement is proper. Authority: 37 CFR 11.102(a); 37 CFR 11.102(c).
- 21. E. 37 CFR 11.106(a) forbids revealing information relating to the representation unless the client gives informed consent, the disclosure is impliedly authorized, or the disclosure is permitted by 11.106(b) or required by 11.106(c). Persuading a client about the prospects of a pending application is not among the permissive exceptions in 11.106(b). The other four choices correspond to 11.106(b)(2), (b)(4), (b)(5) and (b)(3). Authority: 37 CFR 11.106(a); 37 CFR 11.106(b).
- 22. A. Under 37 CFR 11.115(a), complete records of client trust account funds and other property must be kept by the practitioner and 'preserved for a period of five years after termination of the representation.' The representation ended on Friday, 15 March 2024, and five years later is Thursday, 15 March 2029. The period runs from termination, not from when each record was made. It is a record-retention period, not a deadline for filing with the Office, so the weekend and holiday roll-forward of 35 U.S.C. 21(b) and 37 CFR 1.7 does not apply. Authority: 37 CFR 11.115(a).
- 23. A. 37 CFR 11.705(a) permits a practitioner in private practice to use a trade name if it does not imply a connection with a government agency or with a public or charitable legal services organization and is not otherwise in violation of 11.701 (false or misleading communications). Option A satisfies each condition. Authority: 37 CFR 11.705(a); 37 CFR 11.705(c); 37 CFR 11.704(d); 37 CFR 11.701.
- 24. E. 37 CFR 11.102(d) provides that a practitioner shall not counsel a client to engage, or assist a client, in conduct the practitioner knows is criminal or fraudulent. The practitioner may, however, discuss the legal consequences of any proposed course of conduct and may counsel or assist the client in a good-faith effort to determine the validity, scope, meaning or application of the law. The client's authority over objectives under 11.102(a) is expressly subject to paragraph (d). Under 11.104(a)(5), the practitioner must consult with the client about this limitation. A practitioner must also decline or withdraw where the representation would result in a violation of the Rules or other law (11.116(a)(1)). Authority: 37 CFR 11.102(a); 37 CFR 11.102(d); 37 CFR 11.104(a)(5); 37 CFR 11.116(a)(1).
- 25. C. Under 37 CFR 11.11(b)(1), the notice of noncompliance 'shall demand compliance and payment of a delinquency fee set forth in § 1.21(a)(9)(i) of this chapter within 60 days after the date of such notice,' so statement I is correct. Under 11.11(b)(3), a practitioner who receives a notice to show cause 'shall be allowed 30 days from the date of the notice to show cause to file a response with the USPTO Director' and 'shall serve the OED Director with a copy of the response at the time it is filed,' so statement II is correct. Statement III is incorrect: 11.11(b)(3) provides that 'Nothing herein shall permit an administratively suspended practitioner to seek a stay of the suspension during the pendency of any review of the USPTO Director's final decision.' Authority: 37 CFR 11.11(b)(1); 37 CFR 11.11(b)(2); 37 CFR 11.11(b)(3).
- 26. D. 37 CFR 11.112(b) prohibits a practitioner participating personally and substantially in a matter as a judge, adjudicative officer, arbitrator, mediator or third-party neutral from negotiating for employment with a party or a party's practitioner. It expressly allows a practitioner serving as a law clerk to negotiate for such employment, but only after notifying the judge or other adjudicative officer. Authority: 37 CFR 11.112(b).
- 27. B. 37 CFR 11.115(f)(2)(iii) requires that withdrawals be made only by check payable to a named payee and not to cash, or by authorized electronic transfer. Keeping a separate record of the purpose does not cure a withdrawal made payable to cash. The other choices track 11.115(b), (c), (a) (five-year record retention) and (e). Authority: 37 CFR 11.115(a); 37 CFR 11.115(b); 37 CFR 11.115(c); 37 CFR 11.115(e); 37 CFR 11.115(f)(2)(iii).
- 28. D. 37 CFR 11.117(c)(1)(iii) requires the seller's notice to state that the client's consent to the transfer of the client's files will be presumed if the client does not take any action or does not otherwise object within ninety (90) days after receipt of the notice. The period is counted in days, not months. Computation: the notice is received on Tuesday, 8 April 2025. There are 22 days left in April (9–30), bringing the count to 22. Adding the 31 days of May gives 53, and adding the 30 days of June gives 83. Seven more days in July give 90, so the period ends on Monday, 7 July 2025. Because 7 July 2025 is a business day, no roll-forward is needed. Independence Day (Friday, 4 July 2025) falls inside the period, not at its end, so it does not affect the result. Authority: 37 CFR 11.117(c)(1)(iii).
- 29. B. 37 CFR 11.702(b)(4) permits a practitioner to refer clients to another practitioner or a non-practitioner professional under an agreement providing for reciprocal referrals, if the agreement is not exclusive and the client is informed of its existence and nature. Option B meets both conditions. Authority: 37 CFR 11.702(b); 37 CFR 11.702(b)(4); 37 CFR 11.702(c).
- 30. D. The application was filed after September 16, 2012, so the AIA rules apply and pre-AIA 37 CFR 1.47 does not. Under 37 CFR 1.64(a), an applicant under § 1.46 (here, Orion as obligated assignee) may execute a substitute statement in lieu of an oath or declaration when the inventor has refused to execute the declaration under § 1.63. Under 37 CFR 1.64(b), the statement must comply with § 1.63(a) by identifying the inventor. It must also identify the person executing it and that person's relationship to the inventor, and state the permitting circumstance (here, refusal). See also MPEP § 409.05, subsection I. Authority: 37 CFR 1.64(a); 37 CFR 1.64(b); MPEP § 409.05, subsection I; MPEP § 409.03(j) Editor Note.
- 31. E. Under 37 CFR 11.105(e), practitioners who are not in the same firm may divide a fee only if all three conditions are met: (1) the division is proportional to the services each performs, or each assumes joint responsibility; (2) the client agrees to the arrangement, including each practitioner's share, and the agreement is confirmed in writing; and (3) the total fee is reasonable. The conditions are joined by 'and', so every one must be satisfied. Authority: 37 CFR 11.105(e).
- 32. A. Under 37 CFR 11.108(h)(2), a practitioner may settle a claim or potential claim for malpractice liability with an unrepresented client or former client only if that person is advised in writing of the desirability of seeking, and is given a reasonable opportunity to seek, independent legal counsel. Under 11.108(h)(1), an agreement prospectively limiting malpractice liability is allowed only if the client is independently represented in making it. Authority: 37 CFR 11.108(h)(1); 37 CFR 11.108(h)(2).
- 33. B. 37 CFR 11.104(a)(3) requires a practitioner to keep the client reasonably informed about the status of the matter. Waiting three months to tell the client about a final rejection while working out a strategy does not keep the client reasonably informed, and it takes away the client's chance to decide how to respond in time. The other choices follow 11.104(a)(2), (a)(4), (b) and (a)(5). Authority: 37 CFR 11.104(a); 37 CFR 11.104(b).
- 34. C. 37 CFR 11.24(b)(3) requires an order directing the practitioner to file a response with the USPTO Director and the OED Director "within forty days of the date of the notice." The response must establish a genuine issue of material fact, based on the grounds in 11.24(d)(1)(i)-(iv), that imposing the identical discipline would be unwarranted. Computation: the notice is dated Thursday, March 6, 2025. Adding 25 days reaches March 31, and the remaining 15 days end on April 15, 2025, a Tuesday. That day is neither a weekend nor a federal holiday, so the deadline does not move. Under 11.24(a), the OED Director may file the complaint without Committee on Discipline authorization. Authority: 37 CFR 11.24(a); 37 CFR 11.24(b)(3); 37 CFR 11.24(d).
- 35. E. 37 CFR 1.76(e) requires an ADS to be signed in compliance with 37 CFR 1.33(b); an unsigned ADS is treated only as a transmittal letter. Under 37 CFR 1.76(b)(6), the ADS is where the foreign priority claim under 35 U.S.C. 119(b) and 37 CFR 1.55 is made. Because the ADS was unsigned and no other paper contained the claim, no priority claim has been made. A properly signed ADS presenting the claim should be filed within the 37 CFR 1.55 period. MPEP § 601.05(a), subsection II, notes that a petition for an unintentionally delayed claim under 37 CFR 1.55(e) may be needed if the claim is submitted outside that period. Authority: 37 CFR 1.76(b)(6); 37 CFR 1.76(e); MPEP § 601.05(a), subsection II.
- 36. E. MPEP § 601.05(a), quoting 37 CFR 1.76(g), provides that if a Patent Cooperation Treaty Request Form is submitted in an application under 35 U.S.C. 111, the form must be accompanied by a clear indication that treatment of the application as an application under 35 U.S.C. 111 is desired. The statement that no such indication is needed is therefore NOT correct. The other statements track 37 CFR 1.76(f)(1)-(3) and 1.76(d)(2). Authority: 37 CFR 1.76(f); 37 CFR 1.76(g); 37 CFR 1.76(d)(2); MPEP § 601.05(a).
- 37. B. Statement I is correct. MPEP § 601.03(b) says that when an applicant specifically directs the Office to use non-matching correspondence addresses in more than one paper, priority goes in this order: (A) ADS, (B) application transmittal, (C) oath or declaration, (D) power of attorney. The MPEP gives the example that a typed address on the ADS prevails over a Customer Number address given in another paper. The preference for a Customer Number address over a typed address applies only when more than one address is specified in a single document. Statement II is correct. MPEP § 601.03(b) states that filing an executed oath or declaration that does not include a correspondence address does not affect a correspondence address previously established on filing. Statement III is incorrect. Once any inventor has filed a 1.63 declaration, the address remains in effect and can be changed only under pre-AIA 37 CFR 1.33(a)(2). That paragraph permits a change by a patent practitioner of record, an assignee under pre-AIA 37 CFR 3.71(b), or all of the applicants. Evans was named in the transmittal papers, but no power of attorney was filed, so he is not a practitioner of record. The answer is I and II. Authority: MPEP § 601.03(b); pre-AIA 37 CFR 1.33(a)(1); pre-AIA 37 CFR 1.33(a)(2).
- 38. A. MPEP § 601.01(g) states that an applicant who asserts the drawing was in fact received must file a petition under 37 CFR 1.53(e), with the 37 CFR 1.17(f) fee and evidence of the filing, within two months from the date of the OPAP notice. It also states that this two-month period is extendable under 37 CFR 1.136. Computation: the notice was mailed Friday, March 14, 2025. Two months later is Wednesday, May 14, 2025. A one-month extension moves the date to Saturday, June 14, 2025. Under 35 U.S.C. 21(b) and 37 CFR 1.7, a period ending on a Saturday runs to the next business day, Monday, June 16, 2025 (Juneteenth falls on June 19 and does not affect this date). Authority: MPEP § 601.01(g), subsection I, item (A); 37 CFR 1.136(a); 35 U.S.C. 21(b); 37 CFR 1.7.
- 39. C. MPEP § 601.05(a), subsection II, says that changes in a corrected ADS are generally identified relative to the most recent filing receipt. Where that receipt shows no benefit claim because an earlier ADS did not comply with 37 CFR 1.78, the corrected ADS adding the claim must show the whole claim with underlining. The MPEP's own example is an ADS that gave a benefit claim but omitted the relationship: the entire benefit claim must be underlined. When the corrected ADS is filed within the 37 CFR 1.78 period, a request for a corrected filing receipt should accompany it. A petition for an unintentionally delayed claim is needed only outside that period. Authority: 37 CFR 1.76(a); 37 CFR 1.76(b)(5); 37 CFR 1.76(c)(2); MPEP § 601.05(a), subsection II.
- 40. B. 37 CFR 1.53(c) and MPEP § 201.04 both state: 'No amendment, other than to make the provisional application comply with the patent statute and all applicable regulations, may be made to the provisional application after the filing date of the provisional application.' Authority: 37 CFR 1.53(c); 35 U.S.C. 111(b)(8); MPEP § 201.04, subsection I.
- 41. C. MPEP § 601.05(b), subsections I and II, states that any ADS submitted after the filing date is a supplemental ADS whether or not an original ADS was filed. Even the first-filed ADS must be titled "Supplemental Application Data Sheet." It must contain each of the seven section headings of pre-AIA 37 CFR 1.76(b) with all appropriate data (a full replacement copy of any original ADS). It must show all changes, preferably underlining insertions and using strike-through or brackets for deletions. It must be signed because it is a paper filed in the application (pre-AIA 37 CFR 1.33(b); 37 CFR 11.18). Pre-AIA 37 CFR 1.76(c)(1) allows a supplemental ADS to correct information in a § 1.63 declaration before the issue fee is paid. Residence is not one of the excluded items (inventorship, correspondence, citizenship). Authority: pre-AIA 37 CFR 1.76(c); MPEP § 601.05(b), subsections I and II.
- 42. D. MPEP § 211.01(a), subsection II, lists what a 37 CFR 1.78(b) petition requires: (A) the reference to the provisional in an application data sheet, (B) the 37 CFR 1.17(m) petition fee, and (C) a statement that the delay was unintentional. It also says that a petition filed on or after May 13, 2015 must be filed in the subsequent application. The standard is unintentional delay. No showing of unavoidable delay is required, although the Director may ask for more information if there is a question whether the delay was unintentional. Authority: MPEP § 211.01(a), subsection II; 37 CFR 1.78(b).
- 43. C. Under 37 CFR 1.33(a), as explained in MPEP § 601.03(a), the correspondence address may be changed by a patent practitioner of record (1.33(b)(1)) or by the applicant (1.33(b)(3)). Before any power of attorney is appointed under 37 CFR 1.32(b), it may also be changed by any patent practitioner named in the application transmittal papers who acts in a representative capacity under 37 CFR 1.34. - I qualifies: Boyd is named and clearly identified as a representative in the transmittal papers, and no power of attorney has been filed. - II qualifies: the applicant may change the address, and papers filed on behalf of a juristic entity must be signed by a patent practitioner, which II satisfies. - III fails: MPEP § 601.03(a) states that a person other than a patent practitioner who has authority to act for the company may not change the correspondence address. Authority: 37 CFR 1.33(a); 37 CFR 1.33(b); MPEP § 601.03(a).
- 44. A. Under 35 U.S.C. 111(b)(5), the provisional is regarded as abandoned 12 months after its filing date. Computation: start date Friday, March 15, 2024; add 12 months, which gives Saturday, March 15, 2025. Under 35 U.S.C. 119(e)(3) and 37 CFR 1.7(b), if that day falls on a Saturday, Sunday or federal holiday in the District of Columbia, pendency is extended to the next succeeding business day. Sunday, March 16, 2025 is also not a business day, and there is no federal holiday on Monday, March 17, 2025, so pendency ends Monday, March 17, 2025. MPEP § 201.04 gives the parallel example of a filing on January 15, 1999 extending to January 18, 2000, and states that the nonprovisional must be filed no later than that day. Authority: 35 U.S.C. 111(b)(5); 35 U.S.C. 119(e)(3); 37 CFR 1.7(b); MPEP § 201.04, subsection III.
- 45. B. Citizenship: MPEP § 601.05(b), subsection III, says that when the ADS gives inventor B's citizenship correctly and the executed pre-AIA 37 CFR 1.63 declaration gives a different, incorrect one, the Office captures the ADS citizenship. Even so, inventor B must submit a supplemental oath or declaration under pre-AIA 37 CFR 1.67 with the correct citizenship. A supplemental ADS cannot be used to correct a citizenship error in the oath or declaration (pre-AIA 37 CFR 1.76(c)(1)). Residence: the Office captures residence from the ADS. When the ADS gives the wrong residence and the declaration gives the correct one, the applicant should submit a supplemental ADS under pre-AIA 37 CFR 1.76(c) with the corrected residence. Authority: MPEP § 601.05(b), subsection III; pre-AIA 37 CFR 1.76(c)(1); pre-AIA 37 CFR 1.76(d)(3).
- 46. D. MPEP § 601.05(a), subsection III (second example), covers this situation: an ADS wrongly names inventors A, B and C, and an executed 37 CFR 1.63 declaration correctly names A and B. The Office captures the inventorship as A, B and C from the ADS and puts it on the filing receipt. To correct the inventorship, the applicant must submit a request under 37 CFR 1.48. Consistent with this, 37 CFR 1.76(c)(1) and (d)(1)(ii) say that changes to inventorship must comply with 37 CFR 1.48. Authority: 37 CFR 1.76(c)(1); 37 CFR 1.76(d)(1)(ii); 37 CFR 1.76(d)(3); MPEP § 601.05(a), subsection III.
- 47. B. MPEP § 601.01(d), subsection I(B), requires the applicant who wishes the later date to file, within two months of the OPAP notice, any omitted page(s) and a petition under 37 CFR 1.182 with the petition fee set forth in 37 CFR 1.17(f), not a petition under 37 CFR 1.181 with a 37 CFR 1.17(h) fee. The other statements track the text of § 601.01(d). Authority: MPEP § 601.01(d), subsection I(B); MPEP § 601.01(d), subsection I(C); MPEP § 601.01(d), introductory paragraphs.
- 48. B. Statement II restates 37 CFR 1.76(b)(5). Statement I is wrong. Under 37 CFR 1.76(b)(4), representative information in the ADS does not constitute a power of attorney (see 37 CFR 1.32), because the Office does not expect the ADS to be signed by the party who may appoint a power of attorney. Statement III is wrong. 37 CFR 1.76(b)(7) and MPEP § 601.05(a), subsection IV, say that assignment or assignee information in the ADS does not substitute for recording under part 3; an assignment must be recorded to have legal effect. Authority: 37 CFR 1.76(b)(4); 37 CFR 1.76(b)(5); 37 CFR 1.76(b)(7); MPEP § 601.05(a), subsections I and IV.
- 49. D. Under MPEP § 601.01(d), subsection I(A), an applicant asserting prior receipt of the omitted page(s) must file a petition under 37 CFR 1.53(e) with the 37 CFR 1.17(f) fee and evidence of deposit within two months from the date of the OPAP notice, and the two-month period is extendable under 37 CFR 1.136. Computation: notice date Friday, March 14, 2025 + two months = Wednesday, May 14, 2025; + one-month extension = June 14, 2025, which is a Saturday. Under 35 U.S.C. 21(b) and 37 CFR 1.7 the period runs to the next succeeding business day, Monday, June 16, 2025 (not a federal holiday). Authority: MPEP § 601.01(d), subsection I(A).
- 50. A. Under 37 CFR 1.76(d)(2) and the first example in MPEP § 601.05(a), subsection III, where an ADS and a declaration under 37 CFR 1.63 filed at the same time conflict, the ADS governs and the Office captures the residence from the ADS. The applicant corrects it with a corrected ADS under 37 CFR 1.76(c), using underlining for insertions and strike-through or brackets for deletions (37 CFR 1.76(c)(2)). MPEP § 601.05(a), subsection II, adds that where there are multiple inventors, all of them should be listed in the Inventor Information section of the corrected ADS even if only one inventor's residence is changing. It also says a corrected ADS should be filed with a request for a corrected filing receipt unless it accompanies a request for some other action. Authority: 37 CFR 1.76(c); 37 CFR 1.76(d)(2); 37 CFR 1.76(d)(3); MPEP § 601.05(a), subsections II and III.
From patentlawjoe.com/patent-bar/practice-questions. Practice questions, not legal advice.
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